Personnel Hong Kong SFC License Details (ID 2439292)

Personnel Hong Kong SFC License Details (ID 2439292)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
American Century Investment Management (Asia Pacific) Limited	Rep	Advising on securities	2021-09-27	2025-07-07
	Rep	Dealing in securities	2021-09-27	2025-07-07
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2021-03-10	2021-07-23
	Rep	Asset management	2021-03-10	2021-07-23
	Rep	Dealing in securities	2021-03-10	2021-07-23
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-06-23	2020-01-03
	Rep	Asset management	2015-06-23	2020-01-03
	Rep	Dealing in securities	2015-06-23	2020-01-03
HSBC Global Asset Management Holdings (Bahamas) Limited	Rep	Advising on securities	2015-06-23	2020-01-03
	Rep	Asset management	2015-06-23	2020-01-03
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-06-23	2020-01-03