Personnel Hong Kong SFC License Details (ID 2439295)

Personnel Hong Kong SFC License Details (ID 2439295)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2018-01-29	2018-01-31
	Rep	Dealing in securities	2018-01-29	2018-01-31
	Rep	Advising on securities	2017-04-18	2017-04-21
	Rep	Dealing in securities	2017-04-18	2017-04-21
	Rep	Advising on securities	2016-05-23	2016-05-27
	Rep	Dealing in securities	2016-05-23	2016-05-27
	Rep	Advising on securities	2015-10-27	2015-10-29
	Rep	Dealing in securities	2015-10-27	2015-10-29
	Rep	Advising on securities	2015-06-23	2015-06-24
	Rep	Dealing in securities	2015-06-23	2015-06-24