Personnel Hong Kong SFC License Details (ID 2439298)

Personnel Hong Kong SFC License Details (ID 2439298)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Renco Investments Limited	RO	Advising on securities	2022-07-15	-
	RO	Asset management	2022-07-15	-
YEE TAI ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-05-14	2022-04-25
	RO	Asset management	2020-05-14	2022-04-25
	Rep	Advising on securities	2020-02-24	2020-05-14
	Rep	Asset management	2020-02-24	2020-05-14
N Plus Capital Limited	Rep	Advising on securities	2018-06-01	2019-06-30
	Rep	Asset management	2018-05-09	2019-06-30
Duo Asset Management Limited	Rep	Asset management	2018-04-23	2018-05-02
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2015-06-23	2015-10-15