Ju, Lixin 琚里昕

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2018-08-02	-
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2016-09-28	2018-06-29
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2016-08-02	2016-08-11
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2015-06-24	2016-01-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2018-08-02	-
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2016-09-28	2018-06-29
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2016-08-02	2016-08-11
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2015-06-24	2016-01-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.