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Personnel Hong Kong SFC License Details (ID 2439905)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED
Rep
Dealing in securities
2024-11-04
2024-11-08
Legg Mason Asset Management Hong Kong Limited
Rep
Dealing in securities
2015-06-24
2015-06-26