Shang, Yuxiao 尚雨瀟

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2021-07-09	-
	Rep	Dealing in securities	2021-07-09	-
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2020-03-30	2021-05-10
	Rep	Dealing in securities	2020-03-30	2021-05-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2021-07-09	-
	Rep	Dealing in securities	2021-07-09	-
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2020-03-30	2021-05-10
	Rep	Dealing in securities	2020-03-30	2021-05-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.