Personnel SFC Licences and HKMA Registrations (ID 2441752)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2026-06-29	-
	Rep	Advising on securities	2026-06-29	-
	Rep	Asset management	2026-06-29	-
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2026-06-29	-
	Rep	Asset management	2026-06-29	-
	Rep	Dealing in securities	2026-06-29	-
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	Rep	Advising on securities	2023-05-22	2026-06-01
	Rep	Asset management	2023-05-22	2026-06-01
BG Asset Management Limited	Rep	Advising on securities	2022-04-14	2023-04-19
	Rep	Asset management	2022-04-14	2023-04-19
BG SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2022-04-14	2023-04-19
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2015-06-29	2021-09-30
	Rep	Advising on securities	2015-06-29	2021-09-30
	Rep	Asset management	2015-06-29	2021-09-30
	Rep	Dealing in futures contracts	2015-06-29	2021-09-30
	Rep	Dealing in securities	2015-06-29	2021-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.