Personnel SFC Licences and HKMA Registrations (ID 2441754)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2026-11-06	-
	Rep	Dealing in securities	2026-11-06	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2019-06-19	2021-05-14
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2015-06-29	2019-04-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.