Personnel SFC Licences and HKMA Registrations (ID 2441768)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	RO	Advising on securities	2022-03-07	-
	RO	Dealing in securities	2022-03-07	-
MCM INVESTMENT PARTNERS LIMITED (TRADING AS MCM INVESTMENT PARTNERS) (	Rep	Asset management	2022-02-28	-
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	Advising on securities	2021-10-25	2022-03-07
	Rep	Dealing in securities	2021-10-25	2022-03-07
	RO	Advising on securities	2018-01-30	2020-03-20
	RO	Dealing in securities	2018-01-30	2020-03-20
	Rep	Advising on securities	2015-06-29	2018-01-30
	Rep	Dealing in securities	2015-06-29	2018-01-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.