Personnel Hong Kong SFC License Details (ID 2441779)

Personnel Hong Kong SFC License Details (ID 2441779)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Eddid Securities and Futures Limited	RO	Dealing in futures contracts	2024-06-04	-
	RO	Dealing in securities	2023-07-19	-
	Rep	Asset management	2023-02-27	-
	Rep	Dealing in securities	2023-01-27	2023-07-19
	Rep	Dealing in futures contracts	2023-01-27	2024-06-04
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-02-27	2023-01-13
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2019-02-27	2023-01-13
Quam Securities Limited	Rep	Dealing in futures contracts	2015-08-13	2019-02-03
	Rep	Dealing in securities	2015-06-29	2019-02-03