Personnel SFC Licences and HKMA Registrations (ID 2441780)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPDB International Securities Limited	RO	Dealing in securities	2026-03-26	-
SPDB International Investment Management Limited	RO	Advising on securities	2015-10-13	-
	RO	Asset management	2015-10-13	-
SPDB International Holdings Limited	RO	Advising on securities	2015-08-28	2015-10-27
	RO	Asset management	2015-08-28	2015-10-27
	Rep	Advising on securities	2015-06-29	2015-08-28
	Rep	Asset management	2015-06-29	2015-08-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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