Personnel SFC Licences and HKMA Registrations (ID 2442472)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NEXTCORE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-11-18	-
	RO	Asset management	2019-11-18	-
Lindale Capital Limited	RO	Advising on securities	2018-07-25	2019-07-01
	RO	Asset management	2018-07-25	2019-07-01
	RO	Dealing in securities	2018-07-25	2019-07-01
CreditEase Wealth Management (HK) Limited	Rep	Advising on securities	2015-06-30	2018-04-20
	Rep	Asset management	2015-06-30	2018-04-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.