Personnel SFC Licences and HKMA Registrations (ID 24431834)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ADVENT CORPORATE FINANCE LIMITED (GBEN)	RO	Advising on corporate finance	2026-10-20	-
	Rep	Advising on corporate finance	2026-06-30	2026-10-20
	RO	Advising on corporate finance	2025-12-01	2026-06-30
	Rep	Advising on corporate finance	2021-03-11	2025-12-01
PELICAN FINANCIAL LIMITED	Rep	Advising on corporate finance	2020-04-07	2021-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.