Personnel SFC Licences and HKMA Registrations (ID 24444567)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2026-08-17	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2020-04-14	2026-05-15
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2020-04-14	2026-05-15
	Rep	Dealing in securities	2020-04-14	2026-05-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.