Personnel SFC Licences and HKMA Registrations (ID 2444696)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED	Rep	Asset management	2019-01-02	-
	Rep	Advising on securities	2016-12-09	-
	Rep	Dealing in securities	2016-12-09	-
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2015-07-06	2016-11-04
	Rep	Dealing in securities	2015-07-06	2016-11-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.