Personnel Hong Kong SFC License Details (ID 24449243)

Personnel Hong Kong SFC License Details (ID 24449243)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2021-12-29	2024-08-21
	Rep	Dealing in securities	2021-12-29	2024-08-21
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2021-12-29	2024-08-21
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2021-10-07	2021-11-26
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-10-07	2021-11-26
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2020-04-15	2021-09-09
	Rep	Dealing in securities	2020-04-15	2021-09-09