| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SINOIF ASSET MANAGEMENT LIMITED | RO | Dealing in securities | 2025-02-03 | - |
| RO | Advising on futures contracts | 2023-05-11 | - | |
| RO | Advising on securities | 2022-09-30 | - | |
| RO | Asset management | 2022-09-30 | - | |
| RO | Dealing in futures contracts | 2020-09-24 | - | |
| Rep | Advising on securities | 2020-04-17 | 2022-09-30 | |
| Rep | Asset management | 2020-03-20 | 2022-09-30 | |
| CN First Investment Management Limited | Rep | Asset management | 2020-01-06 | 2020-03-13 |
| CN FIRST INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2019-09-27 | 2020-03-13 |
| Rep | Dealing in futures contracts | 2015-07-07 | 2019-09-27 |
No HKMA registrations in the collected records.