Personnel Hong Kong SFC License Details (ID 2445295)

Personnel Hong Kong SFC License Details (ID 2445295)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2025-03-24	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-03-24	-
GOLDMAN SACHS (ASIA) L.L.C.	RO	Dealing in securities	2017-04-12	2025-03-24
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Dealing in futures contracts	2017-04-12	2025-03-24
	Rep	Dealing in futures contracts	2016-10-11	2017-04-12
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2015-07-07	2017-04-12
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2015-07-07	2016-10-10