Personnel Hong Kong SFC License Details (ID 2446022)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
PIONEER ASSET MANAGEMENT LIMITED	RO	Advising on securities	2023-01-09	2024-05-01
	RO	Asset management	2023-01-09	2024-05-01
SHENG YUAN ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-10-05	2021-08-23
	RO	Asset management	2020-07-23	2021-08-23
SHENG YUAN SECURITIES LIMITED	RO	Advising on securities	2020-07-23	2021-08-23
	RO	Dealing in securities	2020-07-23	2021-08-23
SHENG YUAN ASSET MANAGEMENT LIMITED	Rep	Asset management	2020-06-29	2020-07-23
SHENG YUAN SECURITIES LIMITED	Rep	Advising on securities	2020-06-29	2020-07-23
SDHG International Asset Management Limited	RO	Advising on securities	2020-01-31	2020-06-06
	RO	Asset management	2020-01-31	2020-06-06
	Rep	Advising on securities	2019-12-02	2020-01-31
	Rep	Asset management	2019-12-02	2020-01-31
Bright Fund Management Limited	RO	Advising on securities	2018-07-20	2019-09-15
	RO	Asset management	2018-07-20	2019-09-15
	RO	Dealing in securities	2018-07-20	2019-09-15
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Advising on securities	2018-07-20	2019-09-15
	RO	Asset management	2018-07-20	2019-09-15
	RO	Dealing in securities	2018-07-20	2019-09-15
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-07-20	2019-09-15
	RO	Asset management	2018-07-20	2019-09-15
	RO	Dealing in securities	2018-07-20	2019-09-15
Bright Fund Management Limited	Rep	Dealing in securities	2018-04-17	2018-07-20
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-04-17	2018-07-20
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2018-04-17	2018-07-20
Bright Fund Management Limited	Rep	Advising on securities	2018-04-12	2018-07-20
	Rep	Asset management	2018-04-12	2018-07-20
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2018-04-12	2018-07-20
	Rep	Asset management	2018-04-12	2018-07-20
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-04-12	2018-07-20
	Rep	Asset management	2018-04-12	2018-07-20
ALL VIEW MANAGEMENT LIMITED	Rep	Advising on securities	2017-05-24	2018-02-13
	Rep	Asset management	2017-05-24	2018-02-13
JT CAPITAL MANAGEMENT LIMITED	RO	Asset management	2015-07-08	2016-02-01