Personnel Hong Kong SFC License Details (ID 24476486)

Personnel Hong Kong SFC License Details (ID 24476486)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2025-02-24	2026-01-30
	Rep	Dealing in securities	2025-02-24	2026-01-30
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2024-03-05	2024-04-25
	Rep	Dealing in securities	2024-01-18	2024-04-25
KGI ASIA LIMITED	Rep	Dealing in securities	2023-07-31	2023-08-02
JMC Capital HK Limited	Rep	Asset management	2020-08-10	2021-10-15
	Rep	Advising on securities	2020-04-23	2021-10-15
	Rep	Dealing in securities	2020-04-23	2021-10-15