Personnel Hong Kong SFC License Details (ID 2448073)

Personnel Hong Kong SFC License Details (ID 2448073)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2025-11-19	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2025-11-19	-
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-03-04	2023-10-12
	Rep	Dealing in futures contracts	2019-08-30	2023-10-12
	Rep	Dealing in securities	2019-08-30	2023-10-12
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2019-06-21	2019-08-22
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2019-06-21	2019-08-22
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2018-11-16	2019-06-06
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-10-26	2019-06-06
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Advising on futures contracts	2018-06-01	2018-06-08
	Rep	Dealing in futures contracts	2018-06-01	2018-06-08
CA Premium International (HK) Limited	Rep	Leveraged foreign exchange trading	2017-07-24	2018-04-30
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2015-07-13	2017-04-18
	Rep	Dealing in securities	2015-07-13	2017-04-18