Personnel Hong Kong SFC License Details (ID 2448074)

Personnel Hong Kong SFC License Details (ID 2448074)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-08-12	2022-11-11
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2021-08-12	2022-11-11
KGI ASIA LIMITED	Rep	Dealing in securities	2018-06-21	2021-07-31
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-06-21	2021-07-31
China Sunrise Securities (International) Limited	Rep	Dealing in securities	2017-05-18	2018-05-23
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2015-07-13	2015-12-01
	Rep	Dealing in securities	2015-07-13	2015-12-01