| Solomon JFZ (Asia) Holdings Limited | RO | Advising on securities | 2026-01-08 | - |
| RO | Asset management | 2026-01-08 | - |
| RO | Dealing in securities | 2026-01-08 | - |
| China Asset Management (Hong Kong) Limited | RO | Advising on securities | 2025-01-22 | 2025-07-02 |
| RO | Asset management | 2025-01-22 | 2025-07-02 |
| RO | Dealing in securities | 2025-01-22 | 2025-07-02 |
| Rep | Advising on securities | 2024-04-16 | 2025-01-22 |
| Rep | Asset management | 2024-04-16 | 2025-01-22 |
| Rep | Dealing in securities | 2024-04-16 | 2025-01-22 |
| Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2023-07-06 | 2024-03-29 |
| Rep | Dealing in securities | 2023-07-06 | 2024-03-29 |
| Holly International Asset Management Company Limited | Rep | Advising on securities | 2023-01-27 | 2024-03-29 |
| Rep | Asset management | 2023-01-27 | 2024-03-29 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | Asset management | 2020-07-14 | 2022-10-13 |
| Rep | Advising on securities | 2020-06-12 | 2022-10-13 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2018-04-03 | 2020-03-03 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2020-03-03 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-07-14 | 2020-03-03 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-07-14 | 2016-10-10 |