Personnel SFC Licences and HKMA Registrations (ID 24491235)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GTN Hong Kong Financial Services Limited	RO	Dealing in securities	2026-02-03	-
	Rep	Dealing in securities	2025-12-02	2026-02-03
Futu Securities International (HONG KONG) Limited	RO	Dealing in securities	2024-09-11	2025-09-14
	Rep	Leveraged foreign exchange trading	2023-04-19	2025-09-14
	Rep	Advising on futures contracts	2020-11-23	2025-09-14
	Rep	Advising on securities	2020-11-23	2025-09-14
	Rep	Dealing in futures contracts	2020-07-20	2025-09-14
	Rep	Dealing in securities	2020-04-28	2024-09-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.