Personnel SFC Licences and HKMA Registrations (ID 2449262)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fosun International Securities Limited	Rep	Advising on securities	2018-05-23	-
	Rep	Dealing in securities	2018-04-23	-
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2016-07-22	2018-04-01
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2015-07-15	2018-04-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.