Personnel Hong Kong SFC License Details (ID 2449269)

Personnel Hong Kong SFC License Details (ID 2449269)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2025-09-05	2025-09-10
	Rep	Advising on securities	2024-01-23	2024-01-26
	Rep	Advising on securities	2023-01-06	2023-01-11
	Rep	Advising on securities	2019-07-26	2019-08-02
	Rep	Advising on securities	2019-02-22	2019-03-01
	Rep	Advising on securities	2018-10-09	2018-10-12
	Rep	Advising on securities	2018-03-16	2018-03-23
	Rep	Dealing in securities	2018-03-16	2018-03-23
	Rep	Advising on securities	2017-07-04	2017-07-14
	Rep	Dealing in securities	2017-07-04	2017-07-14
	Rep	Advising on securities	2017-02-03	2017-02-08
	Rep	Dealing in securities	2017-02-03	2017-02-08
	Rep	Advising on securities	2016-05-20	2016-05-24
	Rep	Dealing in securities	2016-05-20	2016-05-24
	Rep	Advising on securities	2016-01-05	2016-01-12
	Rep	Dealing in securities	2016-01-05	2016-01-12
	Rep	Advising on securities	2015-07-15	2015-07-17
	Rep	Dealing in securities	2015-07-15	2015-07-17