Personnel SFC Licences and HKMA Registrations (ID 2449696)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Asset management	2018-12-03	-
	Rep	Dealing in securities	2016-05-17	-
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2015-07-16	2016-05-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.