Hong, Chu Sheng 洪鉅昇 SFC Licences and HKMA Registrations (ID 2450460)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Golden K2 Securities Limited	RO	Dealing in securities	2022-11-08	2023-11-28
Maxcess Capital Limited	RO	Advising on securities	2022-11-08	-
	Rep	Advising on securities	2022-08-15	2022-11-08
Golden K2 Securities Limited	Rep	Dealing in securities	2022-08-10	2022-11-08
	RO	Dealing in securities	2021-09-03	2022-08-10
Maxcess Capital Limited	RO	Asset management	2021-09-03	-
	RO	Advising on securities	2021-09-03	2022-08-15
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-10-11	2019-02-26
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2015-07-17	2019-02-26
	Rep	Dealing in securities	2015-07-17	2019-02-26
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2015-07-17	2016-10-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.