Personnel SFC Licences and HKMA Registrations (ID 2450462)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CTI Capital Hong Kong Limited	Rep	Advising on securities	2021-04-26	-
	Rep	Asset management	2021-04-26	-
	Rep	Dealing in securities	2021-04-26	-
Jefferies Hong Kong Limited	Rep	Advising on securities	2015-07-17	2018-03-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.