Personnel Hong Kong SFC License Details (ID 2450474)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-06-30	2025-07-04
	Rep	Dealing in securities	2025-06-30	2025-07-04
	Rep	Advising on securities	2024-08-09	2024-08-14
	Rep	Dealing in securities	2024-08-09	2024-08-14
	Rep	Advising on securities	2023-07-21	2023-07-26
	Rep	Dealing in securities	2023-07-21	2023-07-26
	Rep	Advising on securities	2023-01-05	2023-01-11
	Rep	Dealing in securities	2023-01-05	2023-01-11
	Rep	Advising on securities	2016-02-11	2018-05-14
	Rep	Dealing in securities	2016-02-11	2018-05-14
	Rep	Advising on securities	2015-12-28	2016-01-07
	Rep	Dealing in securities	2015-12-28	2016-01-07
	Rep	Advising on securities	2015-11-16	2015-11-18
	Rep	Dealing in securities	2015-11-16	2015-11-18
	Rep	Advising on securities	2015-10-20	2015-10-30
	Rep	Dealing in securities	2015-10-20	2015-10-30
	Rep	Advising on securities	2015-08-10	2015-08-14
	Rep	Dealing in securities	2015-08-10	2015-08-14
	Rep	Advising on securities	2015-07-17	2015-07-24
	Rep	Dealing in securities	2015-07-17	2015-07-24