Personnel Hong Kong SFC License Details (ID 24509859)

Personnel Hong Kong SFC License Details (ID 24509859)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CPPIB Credit Investments Asia Limited	Rep	Dealing in securities	2026-01-26	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2022-08-02	2024-09-17
	Rep	Advising on securities	2022-08-02	2024-09-17
	Rep	Dealing in securities	2022-08-02	2024-09-17
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2022-08-02	2024-02-19
	Rep	Advising on securities	2022-08-02	2024-02-19
	Rep	Dealing in securities	2022-08-02	2024-02-19
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2020-05-04	2022-06-08
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2020-05-04	2022-06-08