Personnel Hong Kong SFC License Details (ID 2451186)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2023-06-26	2026-02-13
	Rep	Advising on securities	2023-05-15	2023-05-22
	Rep	Advising on securities	2023-03-17	2023-03-22
	Rep	Advising on securities	2022-11-03	2022-11-15
	Rep	Advising on securities	2020-01-16	2020-02-15
	Rep	Advising on securities	2019-05-16	2019-05-23
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2015-07-20	2018-08-24