Personnel SFC Licences and HKMA Registrations (ID 24515247)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Beevest Fortune Asset Management Limited	Rep	Asset management	2025-10-02	-
Beevest Securities Limited	Rep	Dealing in securities	2024-01-23	-
CN FIRST INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2022-07-27	2022-10-31
	Rep	Dealing in securities	2022-07-04	2022-10-31
Fosun International Securities Limited	Rep	Dealing in securities	2021-11-23	2022-01-24
Senchi Morgan Capital Market Limited	Rep	Dealing in securities	2020-07-02	2021-10-22
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2020-05-05	2020-06-16
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-05-05	2020-06-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.