Personnel SFC Licences and HKMA Registrations (ID 24515328)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
uSmart Securities Limited	Rep	Dealing in futures contracts	2026-05-07	-
	Rep	Dealing in securities	2025-11-13	-
	Rep	Advising on securities	2021-07-02	2022-08-03
	Rep	Dealing in securities	2020-05-05	2022-08-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.