Personnel Hong Kong SFC License Details (ID 2451760)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2023-08-28	2025-02-28
	Rep	Dealing in securities	2023-08-28	2025-02-28
	Rep	Dealing in futures contracts	2017-07-05	2023-04-30
	Rep	Dealing in securities	2017-07-05	2023-04-30
Conning Asia Pacific Limited	Rep	Advising on securities	2015-07-21	2017-06-16
	Rep	Asset management	2015-07-21	2017-06-16
	Rep	Dealing in securities	2015-07-21	2017-06-16