Personnel Hong Kong SFC License Details (ID 2451773)

Personnel Hong Kong SFC License Details (ID 2451773)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2021-08-18	2024-10-10
	Rep	Dealing in securities	2021-08-18	2024-10-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2019-07-16	2024-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-07-16	2024-10-10
AllianceBernstein Hong Kong Limited	Rep	Dealing in futures contracts	2017-08-24	2019-06-21
	Rep	Dealing in securities	2017-08-24	2019-06-21
Samsung Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-07-21	2017-08-18
	Rep	Asset management	2015-07-21	2017-08-18