Personnel SFC Licences and HKMA Registrations (ID 24520417)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DL SECURITIES (HK) LIMITED	RO	Advising on securities	2026-03-02	-
DL Digital Family Office (HK) Limited	RO	Advising on securities	2025-02-18	-
DL SECURITIES (HK) LIMITED	RO	Dealing in securities	2024-11-18	-
	Rep	Dealing in securities	2023-08-28	2024-11-18
DL Digital Family Office (HK) Limited	Rep	Asset management	2023-06-14	-
	Rep	Advising on securities	2023-06-14	2025-02-18
DL SECURITIES (HK) LIMITED	Rep	Dealing in securities	2020-12-07	2023-01-13
	Rep	Advising on corporate finance	2020-05-06	2020-11-18
	Rep	Advising on securities	2020-05-06	2023-01-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.