| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-09-07 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2020-08-21 | - |
| Rep | Dealing in futures contracts | 2020-08-04 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-08-04 | - |
| Rep | Dealing in securities | 2020-08-04 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-10-16 | 2020-07-06 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-28 | 2020-07-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-08-28 | 2020-07-06 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-07-22 | 2017-08-02 |
| Rep | Dealing in securities | 2015-07-22 | 2017-08-02 |