Personnel Hong Kong SFC License Details (ID 2452298)

Personnel Hong Kong SFC License Details (ID 2452298)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WEBULL SECURITIES LIMITED	Rep	Dealing in futures contracts	2023-10-31	-
	Rep	Advising on securities	2023-07-11	-
	Rep	Dealing in securities	2022-10-13	-
XinKong International Securities Limited	Rep	Advising on securities	2021-12-23	2022-08-12
XinKong International Capital Limited	Rep	Advising on corporate finance	2021-12-07	2022-08-12
	Rep	Dealing in securities	2021-12-07	2022-08-12
XinKong International Securities Limited	Rep	Dealing in securities	2021-12-07	2022-08-12
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2019-12-11	2021-10-02
Ping An of China Capital (Hong Kong) Company Limited	Rep	Advising on corporate finance	2019-11-07	2021-10-02
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2019-10-09	2020-03-27
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2015-07-22	2019-08-10
	Rep	Dealing in securities	2015-07-22	2019-08-10