Yip, Shing Lam 葉盛霖

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PROSPER VOYAGE CAPITAL LIMITED	Rep	Advising on corporate finance	2018-04-23	-
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2018-03-16	2018-04-06
	Rep	Dealing in securities	2018-03-16	2018-04-06
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2018-03-16	2018-04-06
Nuada Limited	Rep	Advising on corporate finance	2015-07-22	2018-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PROSPER VOYAGE CAPITAL LIMITED	Rep	Advising on corporate finance	2018-04-23	-
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2018-03-16	2018-04-06
	Rep	Dealing in securities	2018-03-16	2018-04-06
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2018-03-16	2018-04-06
Nuada Limited	Rep	Advising on corporate finance	2015-07-22	2018-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.