Personnel Hong Kong SFC License Details (ID 24525438)

Personnel Hong Kong SFC License Details (ID 24525438)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2025-07-07	-
	Rep	Dealing in securities	2025-07-07	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2025-07-07	-
XinKong International Capital Limited	RO	Dealing in securities	2024-08-22	2025-06-01
XinKong International Securities Limited	RO	Dealing in securities	2024-08-22	2025-06-01
XinKong International Asset Management Limited	Rep	Asset management	2024-08-21	2025-06-01
XinKong International Capital Limited	Rep	Advising on corporate finance	2023-06-12	2024-07-12
	Rep	Dealing in securities	2023-06-12	2024-08-22
XinKong International Asset Management Limited	Rep	Asset management	2022-05-31	2023-06-12
XinKong International Securities Limited	Rep	Dealing in futures contracts	2020-05-07	2022-05-31
	Rep	Advising on securities	2020-05-07	2023-06-12
	Rep	Dealing in securities	2020-05-07	2024-08-22