| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ORIENT CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2026-04-29 | - |
| Rep | Advising on corporate finance | 2025-09-25 | 2026-04-29 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2025-09-25 | - |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2024-11-27 | 2025-07-26 |
| Rep | Advising on corporate finance | 2020-06-24 | 2023-06-24 | |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-06-05 | 2020-05-10 |
| Rep | Dealing in securities | 2018-06-05 | 2020-05-10 | |
| KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2016-05-26 | 2018-05-20 |
| Rep | Dealing in securities | 2016-05-26 | 2018-05-20 | |
| RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2016-03-21 | 2016-05-15 |
| Rep | Dealing in securities | 2016-03-21 | 2016-05-15 | |
| ALTUS CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-07-24 | 2016-03-12 |
| ALTUS INVESTMENTS LIMITED (HK) | Rep | Dealing in securities | 2015-07-24 | 2016-03-12 |
No HKMA registrations in the collected records.