| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-12-01 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2021-12-01 | - |
| Rep | Dealing in securities | 2021-12-01 | - | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-02-24 | 2021-10-31 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-07-03 | 2021-10-31 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2017-07-03 | 2021-10-31 |
| Rep | Dealing in securities | 2015-07-24 | 2021-10-31 |