Personnel Hong Kong SFC License Details (ID 2454138)

Personnel Hong Kong SFC License Details (ID 2454138)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2025-12-30	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2022-10-11	-
Bosera Asset Management (International) Co., Limited	Rep	Advising on securities	2017-07-25	2022-09-12
	Rep	Asset management	2017-07-25	2022-09-12
	Rep	Dealing in securities	2017-07-25	2022-09-12
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2015-07-27	2017-06-09
	Rep	Asset management	2015-07-27	2017-06-09