Personnel SFC Licences and HKMA Registrations (ID 2454754)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CSOP Asset Management Limited	Rep	Advising on securities	2024-10-16	-
	Rep	Asset management	2024-10-16	-
	Rep	Dealing in securities	2024-10-16	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2023-02-28	2024-07-16
BOCOM International Securities Limited	Rep	Advising on securities	2015-07-28	2023-01-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.