Yang, Shen (SFC:BPQ101) 楊慎

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2021-06-23	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-06-23	-
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2020-05-14	2021-05-25
	Rep	Dealing in securities	2020-05-14	2021-05-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2021-06-23	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-06-23	-
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2020-05-14	2021-05-25
	Rep	Dealing in securities	2020-05-14	2021-05-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.