Personnel SFC Licences and HKMA Registrations (ID 24561999)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2024-08-01	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2024-01-11	2024-10-03
	Rep	Dealing in securities	2024-01-11	2024-10-03
	Rep	Dealing in futures contracts	2023-09-04	2024-10-03
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2020-05-18	2023-09-04
	Rep	Dealing in securities	2020-05-18	2024-10-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.