Personnel SFC Licences and HKMA Registrations (ID 2456498)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2022-10-10	-
	Rep	Dealing in securities	2022-10-10	-
Jefferies Hong Kong Limited	Rep	Advising on securities	2018-02-08	2022-08-12
	Rep	Dealing in securities	2018-02-08	2022-08-12
	Rep	Advising on corporate finance	2016-12-01	2022-08-12
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2015-07-31	2016-11-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.