| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2017-11-03 | - |
| Rep | Advising on securities | 2017-11-03 | - | |
| Rep | Asset management | 2017-11-03 | - | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2017-11-03 | 2020-12-09 |
| Rep | Advising on securities | 2017-11-03 | 2020-12-09 | |
| Rep | Asset management | 2017-11-03 | 2020-12-09 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2017-11-03 | - |
| Rep | Asset management | 2017-11-03 | - | |
| Rep | Dealing in securities | 2017-11-03 | - | |
| Polen Capital HK Limited | Rep | Advising on securities | 2015-08-03 | 2017-09-30 |
| Rep | Dealing in securities | 2015-08-03 | 2017-09-30 |
No HKMA registrations in the collected records.