Personnel Hong Kong SFC License Details (ID 2457259)

Personnel Hong Kong SFC License Details (ID 2457259)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2025-07-25	-
	RO	Advising on securities	2025-07-25	-
	RO	Dealing in securities	2025-07-25	-
	Rep	Advising on corporate finance	2015-08-03	2025-07-25
	Rep	Advising on securities	2015-08-03	2025-07-25
	Rep	Dealing in securities	2015-08-03	2025-07-25
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2015-08-03	2024-03-04
	Rep	Advising on securities	2015-08-03	2024-03-04
	Rep	Dealing in securities	2015-08-03	2024-03-04